On December 07, 2021, Tri Viet Securities Joint Stock Company reported the result of stock issuance under ESOP with details as follows:

1)      Information on issuance plan:

-          Stock name: Tri Viet Securities Joint Stock Company

-          Stock type: common share

-          Number of shares issued: 106,715,461 shares

-          Number of outstanding shares: 106,715,461 shares

-          Number of treasury shares: 0 share

-          Number of shares expected to be issued: 5,300,000 shares

-          Issuance price: VND10,000/share

-          Ending date: December 06, 2021

-          Time for transferring shares: after the end of the transfer restriction period.

-          Time for transfer restriction:

+ 100% within 12 months

+ 50% within next 06 months

+ 50% after 12 months

+ All shares will not be restricted transfer after 18 months.

2)      Result of stock issuance:

-          Number of distributed shares: 5,300,000 shares, equivalent to 4.97% of total shares expected  to be issued

-          Number of distributed employees: 57 persons

-          Total shares after the issuance (December 06, 2021): 112,015,461 shares; Of which:

+ Number of outstanding shares: 112,015,461 shares

+ Number of treasury shares:  0 share.