On 05/04/2017, HOSE issued Decision No.104/QD-SGDHCM to change the stock of Lao Cai Mineral Exploitation and Processing Joint Stock Company (symbol: LCM) from warning status to supervision status as of 04/13/2017 because LCM’s undistributed profit after tax until 12/31/2015 was -31,411,518,616 dongs based on the 2015 audited financial statements, the profit after tax of shareholders of parent company was -8,858,431,983 dongs and the undistributed profit after tax until 12/31/2016 was -40,269,950,599 dongs based on the 2016 audited financial statements

On 08/28/2021, Lao Cai Mineral Exploitation and Processing Joint Stock Company (symbol: LCM) disclosed the 2021 semi-annual reviewed  separate and consolidated financial statements. After checking the financial statements of LCM, HOSE continues to remain the supervision status for LCM shares and will consider solutions after having the 2021 audited financial statements.