The Hochiminh Stock Exchange announces the record date to exercise the covered warrant before the expiry as follows:

−        Issuer: SSI Securities Corporation

−        Short name: SSI

−        Security type: covered warrant

−        Warrant name: Warrant VPB/5M/SSI/C/EU/Cash-09

−        Warrant code: CVPB2016

−         Issuer of the underlying security: VietNam Prosperity Joint Stock Commercial Bank

−        Underlying security code: VPB

−        Warrant type (call/put): call

−        Term: 05 months

−        Expiry date: May 04, 2021

−        Last trading date: April 28, 2021

−        Record date: May 04, 2021

−        Purpose: to exercise rights because of expiry  

−        Settlement price: will be noticed later

−        Settlement date: May 11, 2021

−        Place of implementation:

• For holders whose warrants have been deposited: Holders will fulfill procedures to receive the payment at the depository members where the depository accounts are opened.
• For holders whose warrants have not been deposited: none.