On August 17, 2020, the Hochiminh Stock Exchange issued Decision No.469/QD-SGDHCM to allow KIS Vietnam Securities Corporation to list its covered warrant on the exchange:

       I.                        Issuer of warrant:

1)      Company name: KIS Vietnam Securities Corporation

2)      Short name: KIS

3)      Charter capital: VND2,596,316,050,000

4)      Head office: Floor 3, 180 - 192 Nguyen Cong Tru, Nguyen Thai Binh ward, district 1, Ho Chi Minh city

    II.                        Security:

1)      Security type: covered warrant

2)      Warrant name: Warrant.VIC.KIS.M.CA.T.06

3)      Warrant code: CVIC2004

4)      ISIN code: VN0CVIC20043

5)      Underlying security: VIC

6)      Issuer of the underlying security: Vingroup Joint Stock Company

7)      Warrant type: call

8)      Warrant style: European-style

9)      Method of exercise (cash/ transfer of underlying security): cash

10)  Duration: 09 months

11)  Expiration date: April 27, 2021

12)  Conversion ratio: 20:1

13)  Exercise price: VND99,999

14)  Quantity of the warrants registered for listing: 3,000,000 warrants

15)  Official trading date: August 19, 2020.